SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 9, 2021
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of incorporation)
|(Commission File Number)||(I.R.S. Employer Identification No.)|
|13111 Northwest Freeway, Suite 600
|(Address of principal executive offices)||(Zip Code)|
Registrantâs telephone number, including area code: (713) 329-6800
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|â||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|â||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|â||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|â||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol(s)||Name of each exchange at which registered|
|Common Stock ($0.32 par value per share)||LUB||New York Stock Exchange|
|Common Stock Purchase Rights||N/A||New York Stock Exchange|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (Â§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (Â§240.12b-2 of this chapter).
Emerging growth company â
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. â
Item 8.01. Other Events.
The board of directors (the âBoardâ) of Lubyâs, Inc. (the âCompanyâ) has determined that it intends to hold the Companyâs 2021 annual meeting of stockholders (the â2021 Annual Meetingâ) on August 23, 2021, at a time and location to be specified in the Companyâs proxy statement for the 2021 Annual Meeting.
Stockholder Proposals and Director Nominations
Since the date of the 2021 Annual Meeting represents a change of more than 30 days from the anniversary date of the Companyâs 2020 annual meeting of stockholders, in accordance with Rule 14a-5(f) under the Securities Exchange Act of 1934, as amended (the âExchange Actâ), the Company is giving notice of this change and is updating the applicable deadlines for the submission of stockholder proposals for the 2021 Annual Meeting.
Stockholders of the Company who wish to have a proposal considered for inclusion in the Companyâs proxy materials for the 2021 Annual Meeting pursuant to Rule 14a-8 must ensure that their proposal is received by the Corporate Secretary of the Company at 13111 Northwest Freeway, Suite 600, Houston, Texas 77040, by the close of business on July 15, 2021, which the Company has determined to be a reasonable time before it expects to print and send its proxy materials. Rule 14a-8 proponents and the proposals they submit must also comply with the requirements of Rule 14a-8 and other applicable laws in order to be eligible for inclusion in the Companyâs proxy materials for the 2021 Annual Meeting.
In addition, in accordance with the requirements contained in Bylaws of the Company (the âBylawsâ), stockholders who wish to nominate a person for election as a director or bring other business that is a proper subject for stockholder action before the 2021 Annual Meeting outside of Rule 14a-8 must ensure that written notice (including all of the information specified in the Bylaws) of such nomination or other proposal is received by the Corporate Secretary of the Company at the address specified above no later than the close of business on July 19, 2021. Any such nomination or other proposal must meet the requirements set forth in the Bylaws in order to be brought before the 2021 Annual Meeting. The Board intends to decrease the size of the Board to five members and only nominate as many incumbent directors for reelection at the 2021 Annual Meeting.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Date: July 9, 2021||LUBYâS, INC.|
|By:||/s/ John Garilli|
|Interim President and Chief Executive Officer|