8-K 1 xone-8k_20190806.htm 8-K xone-8k_20190806.htm
ExOne Company (The)
8-K on 08/07/2019   Download
SEC Document
SEC Filing

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

 

FORM 8-K 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) August 6, 2019 

 

The ExOne Company

(Exact name of registrant as specified in its charter) 

 

 

 

 

 

 

 

Delaware

 

001-35806

 

46-1684608

(State or other jurisdiction 
of incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

 

 

 

127 Industry Boulevard 
North Huntingdon, Pennsylvania

 

15642

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (724) 863-9663

Not Applicable

(Former name or former address, if changed since last report)

Securities registered pursuant to Section 12(b) of the Exchange Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common stock

XONE

NASDAQ Stock Market

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (the “Exchange Act”) (§240.12b-2 of this chapter).

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

   


Item 2.02     Results of Operations and Financial Condition.

On August 7, 2019, The ExOne Company (the “Company”) issued a press release relating to its 2019 second quarter financial results. A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1.

The information in Item 2.02 of this Current Report and Exhibit 99.1 hereto are being furnished and shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information in Item 2.02 of this Current Report and Exhibit 99.1 hereto shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended.

Item 8.01     Other Events.

On August 6, 2019, the Board of Directors (the “Board”) of the Company determined that since the proposed amendment to the Company’s Certificate of Incorporation did not receive the required stockholder approval at the 2019 Annual Meeting of Stockholders, it was in the best interests of the stockholders to again recommend the amendment of the Company’s Certificate of Incorporation at the 2020 Annual Meeting of Stockholders. As amended, the Certificate of Incorporation would provide that directors could be removed with or without cause by a majority vote of the stockholders. In addition, the Board has undertaken to abide by the proposed amendment until the 2020 Annual Meeting of Stockholders.

 

Item 9.01     Financial Statements and Exhibits.

(d) Exhibits.

 

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

 

 

 

 

The ExOne Company

 

 

 

 

(Registrant)

 

 

 

August 7, 2019

 

 

 

/s/ Douglas D. Zemba

(Date)

 

 

 

Douglas D. Zemba

Chief Financial Officer