Investors Bancorp, Inc.
8-K on 11/19/2021   Download
SEC Document
SEC Filing

Washington, D.C. 20549


Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 19, 2021

(Exact name of registrant as specified in its charter)

Delaware 001-36441 46-4702118
(State or other jurisdiction of incorporation) (Commission File No.) (IRS Employer
    Identification No.)

101 JFK Parkway,Short Hills,New Jersey 07078
(Address of principal executive offices) (Zip Code)

     Registrant's telephone number, including area code:  (973) 924-5100

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
CommonISBCThe NASDAQ Stock Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07Submission of Matters to a Vote of Security Holders
On November 19, 2021, Investors Bancorp, Inc. (“Investors”) held a special meeting of stockholders, at which the stockholders of Investors approved the Agreement and Plan of Merger, dated as of July 28, 2021 (the “Merger Agreement”), by and between Citizens Financial Group, Inc., a Delaware corporation and Investors Bancorp, Inc., a Delaware corporation, and the transactions contemplated by the Merger Agreement (the “Merger,” with such proposal the “Investors Merger Proposal”). In addition, the stockholders voted on a non-binding, advisory proposal to approve the compensation payable to the named executive officers of Investors in connection with the Merger (the “Investors Compensation Proposal”).

The final voting results were as follows:

Proposal 1: The Investors Merger Proposal:
Votes ForVotes AgainstAbstain

Proposal 2: The Investors Compensation Proposal:
Votes ForVotes AgainstAbstain

Item 8.01Other Events.
    On November 19, 2021, Investors issued a press release announcing that the Investors Merger Proposal was approved by its stockholders. A copy of the press release is attached hereto as Exhibit 99.1.

Item 9.01Financial Statements and Exhibits
(a)Not Applicable.
(b)Not Applicable.
(c)Not Applicable
 Exhibit No.Description
104Cover Page Interactive Data File (embedded in the cover page formatted in Inline XBRL)


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

DATE: November 19, 2021By:/s/ Brian Doran
  Brian Doran
  Executive Vice President and
  General Counsel